Dealing Representative Proficiency Course
Anyone who sells RESPs for a Scholarship Plan Dealer is required by securities regulation (National Instrument 31-103) to successfully complete the Dealing Representative Proficiency Course (DRPC) prior to registration. The DRPC was initiated by RESPDAC in 2003, and is regularly updated.
The course is available online or in text form and candidates must successfully complete a final examination.
Branch Manager Proficiency Course
The Branch Manager Proficiency Course (BMPC) is intended for those people who have been designated by their companies to act in a supervisory capacity over sales personnel. It is recognized by the Canadian Securities Administrators as the proficiency requirement for Chief Compliance Officers (“CCO”) and those in a supervisory/branch manager role.
Like the Sales Representative Proficiency Course, it may be studied online or in text form and candidates must successfully complete a final examination.
If you have already registered and have received a Student Id and Password, please click here.
If you are affiliated with one of the following, please contact them to register if you have not already done so.
If you are NOT affiliated with one of the above-named dealers, please select the course you wish to complete from the information below.